Accession No.: 2004-50  
PROCESSING RECORD  
SCRIPPS INSTITUTION OF OCEANOGRAPHY ARCHIVES  
______________________________________________________________________________  
Foundation for Ocean Research  
Foundation for Ocean Research Records, 1975-1980  
Physical Description: 5 record center cartons  
Description: The collection consists of the office records of the Foundation for Ocean Research from  
1975 to 1980. The material includes office records, financials, legislative monitoring files,  
correspondence, meetings, and interviews.  
Excerpt from “John Dove Isaacs III, 1913-1980” by Richard Seymour and Paul Dayton. IN: Coming of Age: Scripps  
Institution of Oceanography, A Centennial Volume 1903-2003. Robert L. Fisher, Edward D. Goldberg, and Charles  
S. Cox, eds. La Jolla, California: Scripps Institution of Oceanography, 2003. pp. 57-63: “John Isaacs was a close  
friend of a San Diego entrepreneur philanthropist named Robert Peterson. Peterson and a partner created the  
Foundation for Ocean Research (FOR) mainly to fund Isaacs' most speculative ideas. Among these was the notion  
that graduate students freed from the distractions and aggravation of competing for laboratory or field investigation  
resources and working together in a highly supportive environment would be far more creative than their peers  
embedded in the Scripps establishment. An off-campus facility was created with shops, laboratories, office space,  
and support staff. Isaacs met at least once a week with a group of specially selected graduate students who were  
supported by FOR Out of this experiment in education came a number of demonstrations of Isaacs' ideas, including  
the salinity power concept and the breath heater. Isaacs believed that the concept of attempting to warm scuba divers  
by heating their suits through various means was wrong, and that most of the heat loss came from breathing cold dry  
air from their tanks and then exhaling warm moist air at the expense of their body heat. He conceived of the idea of  
adding a very small amount of hydrogen to the breathing air and then passing it through a platinum catalyst that both  
warmed it and formed water vapor. It worked spectacularly, was patented, and was licensed by FOR, after Isaacs'  
death, to an entrepreneur who saw its much larger potential in medical applications for reducing the stress on  
patients who breathed cold, dry oxygen. The FOR as incubator provided a rapid means of testing many of John  
Isaacs' ideas. He tossed them out around the FOR conference table and a student could decide to work on one of  
them, occasionally leading to a Ph.D. dissertation. One such was his 1970s idea that the rotational momentum put  
into the atmosphere by lines of cars passing in opposite directions would increase the incidence of tornadoes in  
North America (where cars pass on the side proper to induce counterclockwise rotation} This difficult to prove  
concept was not readily accepted by atmospheric scientists, although the Berkeley physics department scientists took  
it very seriously when Isaacs presented a lecture there on the subject. In the last years of his life, he expressed some  
serious disappointment about the FOR experiment. It seemed to him that the students worked on his ideas  
exclusively, rather than generating their own and that they spent little time thinking about their projects, as opposed  
to working on them, except under his direct questioning at the weekly seminars. Perhaps the FOR students who most  
closely met his ideal of creativity and self-motivation were the Vidal brothers. They were Mexican nationals and  
worked jointly on different aspects of submarine hot springs off Baja California. The brothers discovered  
thermophilic bacteria that thrived at temperatures above the boiling point of water long before the discovery of the  
mid-ocean ridge hot springs with their surprising collection of radically different life forms. Without the Isaacs  
inspiration, FOR gradually disappeared, although the weekly seminar continued for a few years under the guidance  
of one of his ex-students.”  
Isaacs, John Dove: Schwartzlose, Richard A.; Nierenberg, William Aaron; Peterson, Robert O.  
2004‐50/2  
Foundation for Ocean Research  
Papers, 1971-1989  
Accession Number 2004-50  
BOX  
FOLDER TITLE  
Academic Senate Committee on A-21, 1979-1981  
1
Account for Accountability: January 1979 - March 15, 1979 [1 of 3]  
Account for Accountability: - April 1, 1979 [2 of 3]  
Account for Accountability: April 23, 1979 - May 9, 1979 [3 of 3]  
A Need to Account for Accountability. First Draft, January 26, 1979  
[1 of 2]  
A Need to Account for Accountability. First Draft, January 26, 1979  
[2 of 2]  
A Need to Account for Accountability. Master Draft, February 1979 –  
April 1979  
Selected Analysis of Data From Questionnaire on Audits & Related  
Matters, Survey Materials  
Selected Analysis of Data From Questionnaire on Audits & Related  
Matters, Draft #1, February 1979  
Accountability Addresses, 1979  
Feedback & Comments, February 14, 1979 - March 15, 1979 [1 of 2]  
Feedback & Comments, March 16, 1979 - July 22, 1980 [2 of 2]  
Administrative Accountability in Research - An Unconventional  
View. Presentation to Southern California Chapter Meeting. Society of  
Research Administrators, May 8 ,1979  
Alternative Means Model [1979]  
APL [n.d.]  
APL: November 12, 1971 - January 30, 1976  
2004‐50/3  
BOX  
FOLDER TITLE  
1
Appendix B: Description of Major Federal Requirement Areas  
Appendix C: Examples Showing DCAA Audit Agency Approach.  
Synopsis of Operations Audit Findings  
Audit Findings I Problems  
Internal UCLA Audit Problems, November 3, 1976 - July 3, 1978  
Audit Questionnaire - UCLA, April 1978 [1 of 3]  
Audit Questionnaire - UCLA, April 1978 [2 of 3]  
Audit Questionnaire - UCLA, April 1978 [3 of 3]  
Behrman, Daniel. Prophet of an Aquatic Age, August 24, 1989  
2
Binkley, Max A., Financial Issues of Federal Research Performed by  
Universities, October 11, 1977  
Binkley, Max A., Universities and Federal Standards for  
Accountability, November 10, 1978  
Bureaucracy, 1978-1979  
CCN (Campus Computing Network)  
Chen, Francis F., 1979  
Chils Act, 1978-1979  
Congress - Accountability [January 24, 1979]  
Foundation for Ocean Research, Correspondence [December 1, 1982 –  
July 31, 1987]  
DOE Reporting Requirements, 1978  
Environment-Ideas, Basic Research, 1978-1980  
Environment Papers, 1977-1979  
Flaws Paper, 1978  
2004‐50/4  
BOX  
FOLDER TITLE  
2
The Impact of Federal Regulations on the University of Califomia,  
Berkeley. An Institutional Self-Study for the Sloan Commission on  
Government and Higher Education [n.d.]  
AIR Fy 1985-1986  
AIR Fy 1986-1987  
AIP Fy 1985-1986, A-B  
AIP Fy 1985-1986, C-D  
AIP Fy 1985-1986, E-H  
AIP Fy 1985-1986, I-L  
AIP Fy 1985-1986, M-O  
AIP Fy 1985-1986, P-Q  
AIP Fy 1985-1986, R-S  
AIP Fy 1985-1986, T-Z  
AIP Fy 1986-1987, A-B  
AIP Fy 1986-1987, C-D  
AIP Fy 1986-1987, E-H  
AIP Fy 1986-1987, I-L  
AIP Fy 1986-1987, M-O  
AIP Fy 1986-1987, P-Q  
AIP Fy 1986-1987, R-S  
AIP Fy 1987-1988, A-B  
AIP Fy 1987-1988, C-D  
AIP Fy 1987 -1988, E~H  
2004‐50/5  
BOX  
FOLDER TITLE  
2
AIP Fy 1987-1988, I-L  
AIP Fy 1987-1988, M-O  
AIP Fy 1987-1988, P-Q  
AIP Fy 1987-1988, R-S  
AIP Fy 1987-1988, T-Z  
AIP Fy 1988-1989, A-M  
AIP Fy 1988-1989, N-Z  
Cancelled Checks, 1986  
Cancelled Checks, 1987  
Cancelled Checks, 1988  
3
Foundation for Ocean Research, Donations, January 13, 1984 - April  
4, 1989  
Employment Development Department [1986-1989]  
Foundation for Ocean research Archives (California First National  
Bank Checking Account), 1972-1985  
California First Bank Statements, etc., 1985  
California First Bank, 1986  
California First Bank Statements, etc., 1987  
California First Bank Statements, etc., 1988  
Foundation for Ocean Research, Miscellaneous  
Foundation for Ocean Research Miscellaneous, 1986 – 1987  
Foundation for Ocean Research, Miscellaneous Finances, 1986-1987  
Foundation for Ocean Research Financial Statements, November 30,  
1986  
2004‐50/6  
BOX  
FOLDER TITLE  
3
Foundation for Ocean Research Financial Statements, December 31,  
1986  
Foundation for Ocean Research Financial Statements, January 31,  
1987  
Foundation for Ocean Research Financial Statements, February 28,  
1987  
Foundation for Ocean Research Financial Statements, March 31, 1987  
Foundation for Ocean Research Financial Statements, April 30, 1987  
Foundation for Ocean Research Financial Statements, May 31, 1987  
Foundation for Ocean Research Financial Statements, June 30, 1987  
Foundation for Ocean Research Financial Statements, July 31, 1987  
Foundation for Ocean Research Financial Statements, August 31,  
1987  
Foundation for Ocean Research Financial Statements, September 30,  
1987  
Foundation for Ocean Research Financial Statements, October 31,  
1987  
Foundation for Ocean Research Financial Statements, November 30,  
1987  
Foundation for Ocean Research Financial Statements, December 31,  
1987  
Foundation for Ocean Research Financial Statements, January 31,  
1988  
Foundation for Ocean Research Financial Statements, February 29,  
1988  
Foundation for Ocean Research Financial Statements, March 31, 1988  
Foundation for Ocean Research Financial Statements, April 30, 1988  
2004‐50/7  
BOX  
FOLDER TITLE  
3
Foundation for Ocean Research Financial Statements, May 31, 1988  
Foundation for Ocean Research Financial Statements, June 30, 1988  
Foundation for Ocean Research Financial Statements, July 31, 1988  
Foundation for Ocean Research Financial Statements, August 31,  
1988  
Foundation for Ocean Research Financial Statements, August 31,  
1988  
Foundation for Ocean Research Financial Statements, September 30,  
1988  
Foundation for Ocean Research Financial Statements, October 31,  
1988  
Foundation for Ocean Research Financial Statements, November 30,  
1988  
Foundation for Ocean Research Financial Statements, December 31,  
1988  
Foundation for Ocean Research Financial Statements, March 31, 1989  
Foundation for Ocean Research Financial Statements, April 30, 1989  
Foundation for Ocean Research Inventory, June 1985  
Foundation for Ocean Research Inventory, June 1985  
Foundation for Ocean Research Inventory, June 1985  
Individual Employee Earnings Record  
Payroll / Disbursements Journal, 1986  
Payroll / Disbursements Journal, 1987  
Payroll / Disbursements Journal, 1988  
Federal Payroll (Withholding) Information, 1985  
2004‐50/8  
BOX  
FOLDER TITLE  
Property for Sale (Abalar Way), 1987  
Federal Taxes Deposited, 1986-1988  
Federal Tax Returns, 1985-1988  
Income Tax Returns, 1986  
Income Tax Returns, 1987  
Income Tax Returns, 1988  
Tax Forms, 1982-1986  
Torrey Pines Federal Credit Union, 1984-1987  
W-2 Wage and Tax Statements, 1985-1988  
Form W-4: Employee's Withholding Allowance Certificate, 1985-  
1988  
GAO - Federally Sponsored Research at Educational Institutions: A  
Need for Improved Accountability  
GAO (General Accounting Office) Study, December 15, 1978  
Haskins & Sells, Certified Public Accountants, July 1977  
Interview with Mr. Henry G. Kirschenmann, February 6, 1980  
Serge Lang [1 of 3]  
4
Serge Lang [2 of 3]  
Serge Lang [3 of 3]  
Mears, David. Financial Accountability: A Concept for Federal  
Assistance Programs [Paper], June 27, 1979  
Foundation for Ocean Research, Minutes, October 14,1985 - July 1,  
1987  
Meeting Minutes, Research Management Task Force, 1979  
2004‐50/9  
BOX  
FOLDER TITLE  
4
Minute Book Membership Register Society for Oceanographic  
Research  
Minutes of Trustees Meetings, July 1975 - April 1977  
Minutes of Trustee Meetings, September 29, 1977 - March 12, 1981  
Minutes of Trustees Meetings, September 16, 1981 through November  
4, 1986  
Miscellaneous [1 of 2]  
Miscellaneous [2 of 2]  
National Assistance Management Association. Federal Grants: Who  
Manages the Red Tape? Washington, DC, March 27, 1980  
Federal Funding of Basic Research: The Red Tape Mill,  
Accountability  
Paper, May 8, 1981  
Richard Sessions & Tom Collins. More Accountability in Federally  
Funded Academic Research: A Costly "Bill of Goods." Journal of the  
Society of Research Administrators, 1979  
Richard A. Session & Tom Collins [Master Draft] More  
Accountability in Federally Funded Academic Research: A Costly  
"Bill of Goods." UCLA. March 15, 1979  
More Accountability in Federally Funded Academic Research: A  
Costly "Bill of Goods." [Copy] Edited  
Feedback / Correspondence Regarding More Accountability in  
Federally Funded Academic Research: A Costly "Bill of Goods," 1979  
National Commission on Research  
OMB Circular A-21, 1979-1981  
OMB Circular A-88, 1979-1980  
Organizational Prior Approval System [n.d.]  
2004‐50/10  
BOX  
FOLDER TITLE  
4
Overhead (Indirect Costs), 1978  
Paperwork Laws, March 1979 - August 1980  
Personnel Activity Reposting [1 of 3]  
Personnel Activity Reposting [2 of 3]  
Personnel Activity Reposting [3 of 3]  
Research Management Task Force, Miscellaneous  
Research Management Task Group  
Research Management Task Group  
Research Management Task Group  
5
Dean C. Johnson. [Letter] Rod Rose Award, December 14, 1979  
Rules / Standards - Account, n.d.  
Science & Society, 1978-1979  
Victoria J. Fabry - Spiess' Grant, 1985  
M. Sophia Gil-Turner - Spiess' Grant, 1985  
Richard Sessions Miscellaneous [November 16, 1978 -April 23, 1981]  
Richard Session & Tom Collins. Public vs. Research Administrators'  
Attitude Toward Institutional Accountability for Research Funds: A  
Small Experiment, 1979  
SRA Government Agency Audit Committee, October 2, 1978 - April  
6, 1979  
Letter to Wall Street Journal Review & Outlook: Mr. Califano's Mini-  
Scandals, July 18, 1979